Legal Framework

Our Permits

Monitor Capital Markets i Sverige AB (559157-3570) is an affiliated agent of Mangold Fondkommission AB (556585-1267), a securities company operating under the supervision of the Swedish Financial Supervisory Authority. Monitor Capital Markets i Sverige AB has the right to conduct the following investment services that are subject to a license required by law, based on the Securities Market Act (2007: 528).

  • Receipt and transmission of orders relating to one or more financial instruments (the Securities Market Act (“VML”) 2: 1 p.1)
  • Execution of orders in financial instruments on behalf of clients (VML 2: 1 p.2)
SWEDSEC

Mangold Fondkommission AB (556585-1267) is affiliated to Swesec Licensiering AB (Swedsec).

SwedSec Licensiering AB (SwedSec) is a wholly owned subsidiary of the Swedish Securities Dealers Association. SwedSec provides a licensing program for employees within the Swedish financial market

All brokers at Monitor Capital Markets I Sverige AB are Swedsec-licensed.

Complaints

At Monitor Capital Markets, we pride ourselves on the high quality of service we provide, always with the customer in focus and therefore your opinion is important to us. However, should you have cause to complain, we advise you to contact  the person with whom you have been in contact.
If you are not satisfied with the answer you receive, you can contact Mangold’s complaint officer Please send your complaint to the following address:

Mangold Fondkommission AB

Att: Klagomålsansvarig

Box 55691

102 15 Stockholm

Should you wish to make discuss a complaint outside of Mangold, you can of course contact the Swedish Consumer Banking and Finance Bureau or Consumer Advice Centre in your municipality for free consultation. You are also entitled to have your complaint reviewed by an external party by referring it to the National Board for Consumer Complaints.